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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CAVALRY ASSET MANAGEMENT

CAVALRY MANAGEMENT GROUP, LLC, CRD 132976

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6fb2a3c-bafc-5d89-288a-bcd551c5bf14

Data as of Mar 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 28, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.0BItem 5.F on the latest filing (2012-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 16
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $2.0Bgross asset value as reported per fund; never fund size
SEC number: 801-63629
CRD: 132976
Filings on the tape: 1
First filed: Mar 28, 2012
Latest filed: Mar 28, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CAVALRY CAPITAL APPRECIATION MASTER FUND, L.P.	Hedge Fund	$727M	Mar 28, 2012	53	Mar 28, 2012	reported	021-68227
CAVALRY TECHNOLOGY MASTER FUND, L.P.	Hedge Fund	$630M	Mar 28, 2012	52	Mar 28, 2012	reported	021-55601
CG LONG BIASED MASTER FUND, L.P.	Hedge Fund	$372M	Mar 28, 2012	14	Mar 28, 2012	reported	021-175671
CAVALRY MARKET NEUTRAL INSTITUTIONAL MASTER FUND, L.P.	Hedge Fund	$136M	Mar 28, 2012	7	Mar 28, 2012	reported	021-129201
CAVALRY MARKET NEUTRAL MASTER FUND, L.P.	Hedge Fund	$78.5M	Mar 28, 2012	16	Mar 28, 2012	reported	021-129854
CAM LO MASTER FUND, L.P.	Hedge Fund	$18.6M	Mar 28, 2012	2	Mar 28, 2012	reported	021-175674

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HURLEY, JOHN, K.	MANAGING MEMBER, OPERATING COMMITTEE	C	yes	01/2003	Mar 28, 2012	Mar 28, 2012
HURLEY, JOHN, K.	SOLE MEMBER AND MANAGER	E	yes	03/2001	Mar 28, 2012	Mar 28, 2012
LIETZKE, DAVID, MICHAEL	MEMBER, OPERATING COMMITTEE	Na	yes	01/2003	Mar 28, 2012	Mar 28, 2012
ROMANEK, TERESA, ANN	MEMBER, OPERATING COMMITTEE	A	yes	01/2003	Mar 28, 2012	Mar 28, 2012
TGK VENTURES, LLC	Member	C	yes	01/2003	Mar 28, 2012	Mar 28, 2012
BINDEMAN, WILLIAM, HARLAN	CHIEF FINANCIAL OFFICER	Na	no	05/2003	Mar 28, 2012	Mar 28, 2012
MILANI, JOHN, FARAMARZ	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	Na	no	03/2011	Mar 28, 2012	Mar 28, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAVALRY ASSET MANAGEMENT CG GP, LLC	n/a	n/a	n/a	Y	no	n/a
CAVALRY ASSET MANAGEMENT GP, LLC	n/a	n/a	n/a	Y	no	n/a
CAVALRY ASSET MANAGEMENT, L.P.	n/a	n/a	n/a	Y	no	n/a
CAVALRY MANAGEMENT GROUP ASIA, LIMITED	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Taipei	n/a	Taiwan, Republic of China	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 28, 2012	$2.0B	$2.0B	n/a	n/a	n/a	6	$2.0B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$2.0B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (6)

→ CAVALRY MARKET NEUTRAL INSTITUTIONAL MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ CAVALRY MARKET NEUTRAL MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ CAVALRY TECHNOLOGY MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ CAM LO MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ CAVALRY CAPITAL APPRECIATION MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ CG LONG BIASED MASTER FUND, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV

Controls (4)

← ROMANEK, TERESA, ANNOwnerMEMBER, OPERATING COMMITTEE, ownership code A, individual
Mar 28, 2012 to presentfactForm ADV
← HURLEY, JOHN, K.OwnerSOLE MEMBER AND MANAGER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← LIETZKE, DAVID, MICHAELOwnerMEMBER, OPERATING COMMITTEE, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← TGK VENTURES, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 28, 2012 to presentfactForm ADV

Owns (2)

← BINDEMAN, WILLIAM, HARLANOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← MILANI, JOHN, FARAMARZOwnerCHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6fb2a3c-bafc-5d89-288a-bcd551c5bf14
First observed: Mar 28, 2012
Last observed: Mar 28, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAVALRY ASSET MANAGEMENT

CAVALRY MANAGEMENT GROUP, LLC, CRD 132976

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6fb2a3c-bafc-5d89-288a-bcd551c5bf14

Data as of Mar 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CAVALRY CAPITAL APPRECIATION MASTER FUND, L.P.

Hedge Fund

$727M

Mar 28, 2012

reported

021-68227

CAVALRY TECHNOLOGY MASTER FUND, L.P.

Hedge Fund

$630M

Mar 28, 2012

reported

021-55601

CG LONG BIASED MASTER FUND, L.P.

Hedge Fund

$372M

Mar 28, 2012

reported

021-175671

CAVALRY MARKET NEUTRAL INSTITUTIONAL MASTER FUND, L.P.

Hedge Fund

$136M

Mar 28, 2012

reported

021-129201

CAVALRY MARKET NEUTRAL MASTER FUND, L.P.

Hedge Fund

$78.5M

Mar 28, 2012

reported

021-129854

CAM LO MASTER FUND, L.P.

Hedge Fund

$18.6M

Mar 28, 2012

reported

021-175674

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HURLEY, JOHN, K.

MANAGING MEMBER, OPERATING COMMITTEE

yes

01/2003

Mar 28, 2012

HURLEY, JOHN, K.

SOLE MEMBER AND MANAGER

yes

03/2001

Mar 28, 2012

LIETZKE, DAVID, MICHAEL

MEMBER, OPERATING COMMITTEE

yes

01/2003

Mar 28, 2012

ROMANEK, TERESA, ANN

MEMBER, OPERATING COMMITTEE

yes

01/2003

Mar 28, 2012

TGK VENTURES, LLC

Member

yes

01/2003

Mar 28, 2012

BINDEMAN, WILLIAM, HARLAN

CHIEF FINANCIAL OFFICER

05/2003

Mar 28, 2012

MILANI, JOHN, FARAMARZ

CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL

03/2011

Mar 28, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAVALRY ASSET MANAGEMENT CG GP, LLC

n/a

CAVALRY ASSET MANAGEMENT GP, LLC

n/a

CAVALRY ASSET MANAGEMENT, L.P.

n/a

CAVALRY MANAGEMENT GROUP ASIA, LIMITED

n/a

City

State

Country

Employees

Also broker-dealer

Taipei

n/a

Taiwan, Republic of China

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 28, 2012

$2.0B

n/a

$2.0B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$2.0B

n/a