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Advisor at LPL FINANCIAL LLC
LAKE BLUFF, IL | OAK BROOK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 14, 2025 | n/a | yes | LAKE BLUFF, IL|OAK BROOK, IL | Current employment |
| PRAIRIE SKY FINANCIAL GROUP | Former SEC adviser | Jun 30, 2014 | Nov 12, 2025 | no | LAKE BLUFF, IL | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jun 27, 2002 | Oct 2, 2009 | no | GURNEE, IL|GURNEE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRAIRIE SKY FINANCIAL GROUP | LPL FINANCIAL LLC | Nov 12, 2025 | Oct 14, 2025 | -29 | Firm change | RIA to ibd |
| CUNA BROKERAGE SERVICES, INC. | PRAIRIE SKY FINANCIAL GROUP | Oct 2, 2009 | Jun 30, 2014 | 1,732 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171672:6413:IL:2025-11-12 | Nov 12, 2025 | Oct 14, 2025 | LAKE BLUFF, IL | Firm change |