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Advisor at CETERA INVESTMENT ADVISERS LLC
EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | EL SEGUNDO, CA | Current employment |
| MORGAN PEABODY, INC. | n/a | Apr 4, 2008 | Aug 26, 2008 | no | SHERMAN OAKS, CA|SHERMAN OAKS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN PEABODY, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 26, 2008 | Jun 29, 2023 | 5,420 | Firm change after gap | Other |