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W•••••••• C•••••• P••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

W•••••••• C•••••• P••• L•••

CRD 343189

HONG KONG

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Search this name across graphsid dfx:ria:b7178224-65ee-0632-122f-19212fed9450

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2026 to Aug 6, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $24.1MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $24.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• Z••••••	CHIEF EXECUTIVE OFFICER	Na	yes	02/2026	Aug 6, 2026	Aug 6, 2026
F••••••• T•••••• A••••••••	Owner	E	yes	02/2026	Aug 6, 2026

Relationships

Owns (2)

← C••••• C•••••• H••••••• L••••••OwnerOWNER, ownership code B, foreign entity
Aug 6, 2026 to presentfactForm ADV
← D•••••• M••••••• W•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 6, 2026 to presentfactForm ADV

Controls (2)

← F••••••• T•••••• A••••••••OwnerOWNER, ownership code E, individual
Aug 6, 2026 to presentfactForm ADV
← C•••• Z••••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7178224-65ee-0632-122f-19212fed9450
First observed: Aug 6, 2026
Last observed: Aug 6, 2026 47 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.