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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

JAYHAWK CAPITAL MANAGEMENT, L.L.C

CRD 163369

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b724a553-a0dc-9bcd-a06e-0ba15fa8106e

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 2
Observed: Jun 30, 2014 to Mar 30, 2018
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Jayhawk Capital Management, L.L.C

Private equity manager · shared crd

Venture Capitalidentity

Jayhawk Capital Management, L.L.C

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $179MItem 5.F on the latest filing (2018-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $179M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $359Mgross asset value as reported per fund; never fund size
Custody, client assets: $179M
SEC number: 801-113069
CRD: 163369
Filings on the tape: 3
First filed: Jun 30, 2014
Latest filed: Mar 30, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
JAYHAWK PRIVATE EQUITY FUND, L.P.	Private Equity Fund	$21.2M	Feb 12, 2015	90	Apr 2, 2012	dropped	021-91445
JHAB FUND II, LLC	Private Equity Fund	$11.8M	Feb 12, 2015	21	Mar 27, 2014	dropped	n/a
JCF CO LF, L.P.	Hedge Fund	$8.3M	Feb 12, 2015	100	Apr 2, 2012	dropped	n/a
JHAB FUND, LLC	Private Equity Fund	$4.7M	Feb 12, 2015	26	Mar 27, 2014	dropped	n/a
JCF GM LF, L.P.	Hedge Fund	$1.8M	Jul 3, 2014	110	Apr 2, 2012	dropped	n/a
JAYHAWK PRIVATE EQUITY CO-INVEST FUND, L.P.	Private Equity Fund	$1.4M	Feb 12, 2015	14	Apr 2, 2012	dropped	021-92953
JHMS FUND, LLC	Hedge Fund	$1.0M	Dec 16, 2022	65	Mar 30, 2018	reported	n/a
JCF BR LF, L.P.	Hedge Fund	$600,000	Jul 3, 2014	115	Apr 2, 2012	dropped	n/a
JAYHAWK PRIVATE EQUITY FUND II, L.P.	Private Equity Fund	$200,000	Mar 25, 2021	80	Apr 2, 2012	reported	021-115103

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KENT C. MCCARTHY DYNASTY TRUST	LIMITED PARTNER	D	yes	02/2006	Jun 30, 2014	Mar 30, 2018
KENT C. MCCARTHY REVOCABLE TRUST	LLC MEMBER	D	yes	10/2003	Jun 30, 2014	Mar 30, 2018
KENT C. MCCARTHY REVOCABLE TRUST	LIMITED PARTNER	C	yes	02/2006	Jun 30, 2014	Mar 30, 2018
MCCARTHY ASSET MANAGEMENT LIMITED PARTNERSHIP	LLC MEMBER	C	yes	02/2006	Jun 30, 2014	Mar 30, 2018
MCCARTHY, KENT, CHARLES	President	E	yes	09/1995	Jun 30, 2014	Mar 30, 2018
MCCARTHY, KENT, CHARLES	Grantor	E	yes	10/2003	Jun 30, 2014	Mar 30, 2018
MCCARTHY, KENT, CHARLES	Grantor	E	yes	02/2006	Jun 30, 2014	Mar 30, 2018
SCHMITZ, MICHAEL, D.	CHIEF COMPLIANCE OFFICER	Na	yes	02/2006	Jun 30, 2014	Mar 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JAYHAWK PRIVATE EQUITY GP II, L.P.	n/a	n/a	n/a	Y	yes	n/a
JAYHAWK PRIVATE EQUITY, LLC	n/a	n/a	n/a	Y	yes	n/a
JHMS MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a

Relationships

Advises (9)

→ JHMS FUND, LLCPrivate fundHedge Fund, ERA
Mar 30, 2018 to presentfactForm ADV
→ JAYHAWK PRIVATE EQUITY FUND II, L.P.Private fundPrivate Equity Fund, ERA
Apr 2, 2012 to presentfactForm ADV
→ JCF CO LF, L.P.Private fundHedge Fund, ERA, no longer reported
Apr 2, 2012 to Feb 12, 2015factForm ADV
→ JAYHAWK PRIVATE EQUITY CO-INVEST FUND, L.P.Private fundPrivate Equity Fund, ERA, no longer reported
Apr 2, 2012 to Feb 12, 2015factForm ADV
→ JAYHAWK PRIVATE EQUITY FUND, L.P.Private fundPrivate Equity Fund, ERA, no longer reported
Apr 2, 2012 to Feb 12, 2015factForm ADV
→ JHAB FUND, LLCPrivate fundPrivate Equity Fund, ERA, no longer reported
Mar 27, 2014 to Feb 12, 2015factForm ADV
→ JHAB FUND II, LLCPrivate fundPrivate Equity Fund, ERA, no longer reported
Mar 27, 2014 to Feb 12, 2015factForm ADV
→ JCF BR LF, L.P.Private fundHedge Fund, IA, no longer reported
Apr 2, 2012 to Jul 3, 2014factForm ADV
→ JCF GM LF, L.P.Private fundHedge Fund, IA, no longer reported
Apr 2, 2012 to Jul 3, 2014factForm ADV

Controls (5)

← MCCARTHY, KENT, CHARLESOwnerGRANTOR, ownership code E, individual
Jun 30, 2014 to presentfactForm ADV
← SCHMITZ, MICHAEL, D.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 30, 2014 to presentfactForm ADV
← KENT C. MCCARTHY DYNASTY TRUSTOwnerLIMITED PARTNER, ownership code D, domestic entity
Jun 30, 2014 to presentfactForm ADV
← KENT C. MCCARTHY REVOCABLE TRUSTOwnerLIMITED PARTNER, ownership code C, domestic entity
Jun 30, 2014 to presentfactForm ADV
← MCCARTHY ASSET MANAGEMENT LIMITED PARTNERSHIPOwnerLLC MEMBER, ownership code C, domestic entity
Jun 30, 2014 to presentfactForm ADV

Dated events

Occurred
Jun 30, 2014
First Form ADV filing
Jayhawk Capital Management, L.L.C filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b724a553-a0dc-9bcd-a06e-0ba15fa8106e
First observed: Jun 30, 2014
Last observed: Mar 30, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAYHAWK CAPITAL MANAGEMENT, L.L.C

CRD 163369

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b724a553-a0dc-9bcd-a06e-0ba15fa8106e

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

JAYHAWK PRIVATE EQUITY FUND, L.P.

Private Equity Fund

$21.2M

Feb 12, 2015

Apr 2, 2012

dropped

021-91445

JHAB FUND II, LLC

Private Equity Fund

$11.8M

Feb 12, 2015

Mar 27, 2014

dropped

n/a

JCF CO LF, L.P.

Hedge Fund

$8.3M

Feb 12, 2015

100

Apr 2, 2012

dropped

n/a

JHAB FUND, LLC

Private Equity Fund

$4.7M

Feb 12, 2015

Mar 27, 2014

dropped

n/a

JCF GM LF, L.P.

Hedge Fund

$1.8M

Jul 3, 2014

110

Apr 2, 2012

dropped

n/a

JAYHAWK PRIVATE EQUITY CO-INVEST FUND, L.P.

Private Equity Fund

$1.4M

Feb 12, 2015

Apr 2, 2012

dropped

021-92953

JHMS FUND, LLC

Hedge Fund

$1.0M

Dec 16, 2022

Mar 30, 2018

reported

n/a

JCF BR LF, L.P.

Hedge Fund

$600,000

Jul 3, 2014

115

Apr 2, 2012

dropped

n/a

JAYHAWK PRIVATE EQUITY FUND II, L.P.

Private Equity Fund

$200,000

Mar 25, 2021

Apr 2, 2012

reported

021-115103

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KENT C. MCCARTHY DYNASTY TRUST

LIMITED PARTNER

yes

02/2006

Jun 30, 2014

Mar 30, 2018

KENT C. MCCARTHY REVOCABLE TRUST

LLC MEMBER

yes

10/2003

Jun 30, 2014

Mar 30, 2018

KENT C. MCCARTHY REVOCABLE TRUST

LIMITED PARTNER

yes

02/2006

Jun 30, 2014

Mar 30, 2018

MCCARTHY ASSET MANAGEMENT LIMITED PARTNERSHIP

LLC MEMBER

yes

02/2006

Jun 30, 2014

Mar 30, 2018

MCCARTHY, KENT, CHARLES

President

yes

09/1995

Jun 30, 2014

Mar 30, 2018

MCCARTHY, KENT, CHARLES

Grantor

yes

10/2003

Jun 30, 2014

Mar 30, 2018

MCCARTHY, KENT, CHARLES

Grantor

yes

02/2006

Jun 30, 2014

Mar 30, 2018

SCHMITZ, MICHAEL, D.

CHIEF COMPLIANCE OFFICER

yes

02/2006

Jun 30, 2014

Mar 30, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JAYHAWK PRIVATE EQUITY GP II, L.P.

n/a

yes

n/a

JAYHAWK PRIVATE EQUITY, LLC

n/a

yes

n/a

JHMS MANAGEMENT, LLC

n/a

yes

n/a