DFX Intelligence

X••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

X••• C•••••• L••

CRD 162874

BURLINGTON, VT

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Search this name across graphsid dfx:ria:b726315a-97ee-9203-697d-e13a1a80008c

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2026 to Mar 27, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 802-75476
CRD: 162874
Filings on the tape: 1
First filed: Mar 27, 2026
Latest filed: Mar 27, 2026

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
X••• C•••••• P••••••• L•	Hedge Fund	$22.2M	Mar 14, 2024	14	Mar 29, 2012	reported	021-161559
X••• S•••••• S••••••••• I• L•	Hedge Fund	$4.7M	Mar 29, 2019

Relationships

Advises (2)

→ X••• C•••••• P••••••• L•Private fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV
→ X••• S•••••• S••••••••• I• L•Private fundHedge Fund, ERA, no longer reported
Mar 24, 2016 to Mar 29, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b726315a-97ee-9203-697d-e13a1a80008c
First observed: Mar 27, 2026
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.