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advised by ROCKEFELLER & CO., INC.
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Jan 3, 2017 | $1.1M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Dec 16, 2016 | $1.1M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Nov 2, 2016 | $1.1M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Jul 8, 2016 | $1.1M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| May 13, 2016 | $1.1M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Mar 30, 2016 | $1.1M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Feb 4, 2016 | $19.0M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Feb 4, 2016 | $19.0M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Jan 28, 2016 | $19.0M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Jan 11, 2016 | $19.0M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Dec 11, 2015 | $19.0M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Nov 6, 2015 | $19.0M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Apr 28, 2015 | $19.0M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Mar 31, 2015 | $19.0M | 32 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Oct 3, 2014 | $21.5M | 36 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Jul 11, 2014 | $21.5M | 36 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| May 19, 2014 | $21.5M | 36 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Mar 31, 2014 | $21.5M | 36 | $1.0M | 0.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Oct 18, 2013 | $26.8M | 40 | $1.0M | 800.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Oct 18, 2013 | $26.8M | 40 | $1.0M | 800.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Oct 18, 2013 | $26.8M | 40 | $1.0M | 800.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Oct 18, 2013 | $26.8M | 40 | $1.0M | 800.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Apr 30, 2013 | $26.8M | 40 | $1.0M | 800.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Apr 1, 2013 | $26.8M | 40 | $1.0M | 800.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Jan 11, 2013 | $31.9M | 42 | $1.0M | 1100.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Oct 5, 2012 | $31.9M | 42 | $1.0M | 1100.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Jun 4, 2012 | $31.9M | 42 | $1.0M | 1100.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Apr 13, 2012 | $31.9M | 42 | $1.0M | 1100.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Mar 30, 2012 | $31.9M | 42 | $1.0M | 1100.0% | yes | ROCKEFELLER FINANCIAL ASIA LLC |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| STATE STREET BANK & TRUST CO. | STATE STREET BANK & TRUST CO. | Boston | Massachusetts | United States | no | n/a |