DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GLOBALBRIDGE

GLOBALBRIDGE ADVISORS, INC., CRD 111538

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b72c5172-d735-512c-e2ed-d7fdfb3325c7

Data as of Feb 12, 2014 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2012 to Feb 12, 2014
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $311MItem 5.F on the latest filing (2014-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $311M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Accounts: 240
SEC number: 801-60180
CRD: 111538
Filings on the tape: 7
First filed: Feb 9, 2012
Latest filed: Feb 12, 2014
Organised: Corporation, Minnesota

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GLOBALBRIDGE, INC.	Shareholder	E	yes	07/1999	Feb 9, 2012	Feb 12, 2014
GLOBALBRIDGE, INC.	CORPORATION, SHAREHOLDER	E	yes	07/1999	Feb 9, 2012	Feb 12, 2014
PERSEKE, PAUL, HAROLD	CHIEF EXECUTIVE OFFICER	Na	yes	01/2013	Feb 9, 2012	Feb 12, 2014
AVIS, BENJAMIN, RUSSELL	CHIEF OPERATING OFFICER	Na	no	08/2007	Feb 9, 2012	Feb 12, 2014
OBERSTAR, SALLY, ANN	CHIEF COMPLIANCE OFFICER	Na	no	02/2012	Mar 12, 2012	Feb 12, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Feb 12, 2014	$311M	$311M	6	4	n/a	n/a	n/a
2012	Feb 11, 2013	$347M	$347M	6	4	n/a	n/a	n/a
2011	Feb 9, 2012	$349M	$349M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$311M	$347M	-10.4%	n/a	n/a	6	6	n/a	n/a

Relationships

Controls (2)

← PERSEKE, PAUL, HAROLDOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Feb 9, 2012 to presentfactForm ADV
← GLOBALBRIDGE, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Feb 9, 2012 to presentfactForm ADV

Owns (2)

← AVIS, BENJAMIN, RUSSELLOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Feb 9, 2012 to presentfactForm ADV
← OBERSTAR, SALLY, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 12, 2012 to presentfactForm ADV

Registered with (3)

← ERIC MICHAEL BARRAdvisorregistration: previous registration
Dec 16, 2013 to Apr 1, 2014factForm ADV
← BENJAMIN SAMUEL RINKEYAdvisorregistration: previous registration
Sep 4, 2012 to Nov 20, 2013factForm ADV
← DANIEL BRENDAN MULVEYAdvisorregistration: previous registration
Aug 6, 2010 to Sep 12, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b72c5172-d735-512c-e2ed-d7fdfb3325c7
First observed: Feb 9, 2012
Last observed: Feb 12, 2014 153 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBALBRIDGE

GLOBALBRIDGE ADVISORS, INC., CRD 111538

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b72c5172-d735-512c-e2ed-d7fdfb3325c7

Data as of Feb 12, 2014 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GLOBALBRIDGE, INC.

Shareholder

yes

07/1999

Feb 9, 2012

Feb 12, 2014

GLOBALBRIDGE, INC.

CORPORATION, SHAREHOLDER

yes

07/1999

Feb 9, 2012

Feb 12, 2014

PERSEKE, PAUL, HAROLD

CHIEF EXECUTIVE OFFICER

yes

01/2013

Feb 9, 2012

Feb 12, 2014

AVIS, BENJAMIN, RUSSELL

CHIEF OPERATING OFFICER

08/2007

Feb 9, 2012

Feb 12, 2014

OBERSTAR, SALLY, ANN

CHIEF COMPLIANCE OFFICER

02/2012

Mar 12, 2012

Feb 12, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Feb 12, 2014

$311M

n/a

2012

Feb 11, 2013

$347M

n/a

2011

Feb 9, 2012

$349M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$311M

$347M

-10.4%

n/a