DFX Intelligence

W•••••• T••••• U•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

W•••••• T••••• U•••••••

Advisor at C••••• I••••• W•••••

••• Locked

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Search this name across graphsid dfx:ria:b72df9f8-c6b2-5ed8-9617-c6bbb3d775ab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••• W•••••	Independent wealth	Jan 2, 2026	n/a	yes	BOYNTON BEACH, FL\|PALM BEACH GARDENS, FL	Current employment
L••••••• I••••••••• I•••	n/a	Jan 15, 2002	Dec 31, 2025	no	BOYNTON BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• I••••••••• I•••	C••••• I••••• W•••••	Dec 31, 2025	Jan 2, 2026	2	Firm change	Other

Relationships

Registered with (2)

→ C••••• I••••• W•••••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ L••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2002 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b72df9f8-c6b2-5ed8-9617-c6bbb3d775ab
First observed: Jan 15, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.