DFX Intelligence

C•••••• E••••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

C•••••• E••••••• N•••••

Advisor at O•••• W•••••• I•••

CARLSBAD, CA

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Search this name across graphsid dfx:ria:b7317fd9-1ad6-6284-bc9b-857185b37f15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Sep 12, 2024	n/a	yes	CARLSBAD, CA	Current employment
G•••• M• F•••••••	State registered	Aug 20, 2024	n/a	yes	CARLSBAD, CA	Current employment

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Sep 12, 2024 to presentfactForm ADV
→ G•••• M• F•••••••Registered adviserregistration: current employment
Aug 20, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7317fd9-1ad6-6284-bc9b-857185b37f15
First observed: Aug 1, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.