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Advisor at LPL FINANCIAL LLC
SOUTH JORDAN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 24, 2009 | n/a | yes | SOUTH JORDAN, UT | Current employment |
| WELLSPRING WEALTH MANAGEMENT LLC | Independent wealth | Jun 20, 2005 | May 13, 2009 | no | HOUSTON, TX | Previous registration |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | n/a | Jun 4, 2004 | Oct 13, 2009 | no | HOUSTON, TX | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Sep 1, 2000 | Jun 8, 2004 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | WELLSPRING WEALTH MANAGEMENT LLC | Oct 13, 2009 | Jun 20, 2005 | -1,576 | Firm change after gap | Other |
| WELLSPRING WEALTH MANAGEMENT LLC | LPL FINANCIAL LLC | May 13, 2009 | Sep 24, 2009 | 134 | Firm change | Other |
| WS GRIFFITH SECURITIES, INC. | ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | Jun 8, 2004 | Jun 4, 2004 | -4 | Firm change | Other |