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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DALTON, GREINER, HARTMAN, MAHER & CO., LLC

CRD 130913

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b743e283-da77-4d15-4d54-4a3134c438a2

Data as of Mar 8, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 16
On other graphs: 0
Observed: Feb 2, 2012 to Mar 8, 2021
57 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $245MItem 5.F on the latest filing (2021-03-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $141MderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 473
Individual clients: 318
High net worth clients: 50
Custody, client assets: $19.7M
SEC number: 801-62895
CRD: 130913
Filings on the tape: 57
First filed: Feb 2, 2012
Latest filed: Mar 8, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DGHM ENHANCED VALUE LP	Hedge Fund	$6.3M	Feb 12, 2021	13	Nov 5, 2019	reported	n/a
DGHM ENHANCED VALUE LTD	Hedge Fund	$2.3M	Mar 4, 2020	3	Nov 5, 2019	reported	n/a
DGHM ULTRAVALUE LP	Hedge Fund	$1.8M	Feb 12, 2021	8	Nov 5, 2019	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, JEFFREY, CHARLES	Member	Na	yes	01/2007	Feb 2, 2012	Mar 8, 2021
BOSTON PRIVATE FINANCIAL HOLDINGS COMPANY, INC.	MANAGING MEMBER	E	yes	02/2004	Feb 2, 2012	Mar 8, 2021
DALTON, TIMOTHY, GEORGE	Member	Na	yes	02/2004	Feb 2, 2012	Mar 8, 2021
DECHELLIS, ANTHONY	CHIEF EXECUTIVE OFFICER	Na	yes	11/2018	Jan 11, 2019	Mar 8, 2021
GRAHAM, COLLEEN, ANN	GENERAL COUNSEL AND EXECUTIVE VICE PRESIDENT	Na	yes	04/2019	Jul 29, 2020	Mar 8, 2021
GREINER, KENNETH, JOHN	Member	Na	yes	01/2007	Feb 2, 2012	Mar 8, 2021
GULLI, PETER, ANTHONY	Member	Na	yes	01/2006	Feb 2, 2012	Mar 8, 2021
HURST, LISA, ELIZABETH	Member	Na	yes	01/2017	Feb 14, 2017	Mar 8, 2021
JONES, PATRICIA, DIANE	Member	Na	yes	01/2020	Mar 4, 2020	Mar 8, 2021
NIESEN, AUDREY, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Jan 11, 2019	Mar 8, 2021
O'BRIEN, KATE, BRANIGAN	Member	Na	yes	01/2006	Feb 2, 2012	Mar 8, 2021
SCHNETZER-LAMONGE, KAREN	Member	Na	yes	01/2020	Mar 4, 2020	Mar 8, 2021
SIMONS, PAUL, MICHAEL	CHIEF OF CORPORATE STRATEGY & DEVELOPMENT	Na	yes	01/2019	Mar 5, 2019	Mar 8, 2021
WALTUCH, JOSHUA, AARON	Member	Na	yes	07/2007	Feb 2, 2012	Mar 8, 2021
WATSEK, RANDALL, FRANCIS	Member	Na	yes	07/2008	Feb 2, 2012	Mar 8, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DGHM MANAGEMENT, LLC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 12, 2021	$526M	$491M	16	8	1	2	$8.0M
2019	Mar 4, 2020	$1.5B	$1.5B	19	9	1	3	$22.5M
2018	Mar 5, 2019	$1.7B	$1.7B	19	10	1	n/a	n/a
2017	Feb 26, 2018	$2.0B	$2.0B	20	9	1	n/a	n/a
2016	Feb 14, 2017	$1.8B	$1.8B	19	8	n/a	n/a	n/a
2015	Feb 24, 2016	$1.8B	$1.8B	19	9	n/a	n/a	n/a
2014	Feb 3, 2015	$2.0B	$1.9B	22	10	n/a	n/a	n/a
2013	Jan 30, 2014	$1.9B	$1.8B	23	9	n/a	n/a	n/a
2012	Jan 29, 2013	$1.4B	$1.3B	23	9	n/a	n/a	n/a
2011	Feb 2, 2012	$1.5B	$1.4B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$245M	$1.5B	-84.2%	$2.0B	-50.4%	14	19	1	1

Relationships

Controls (15)

← DALTON, TIMOTHY, GEORGEOwnerMEMBER, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← GREINER, KENNETH, JOHNOwnerMEMBER, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← DECHELLIS, ANTHONYOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 11, 2019 to presentfactForm ADV
← SIMONS, PAUL, MICHAELOwnerCHIEF OF CORPORATE STRATEGY & DEVELOPMENT, ownership code NA, individual
Mar 5, 2019 to presentfactForm ADV
← HURST, LISA, ELIZABETHOwnerMEMBER, ownership code NA, individual
Feb 14, 2017 to presentfactForm ADV
← WALTUCH, JOSHUA, AARONOwnerMEMBER, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← GRAHAM, COLLEEN, ANNOwnerGENERAL COUNSEL AND EXECUTIVE VICE PRESIDENT, ownership code NA, individual
Jul 29, 2020 to presentfactForm ADV
← JONES, PATRICIA, DIANEOwnerMEMBER, ownership code NA, individual
Mar 4, 2020 to presentfactForm ADV
← BAKER, JEFFREY, CHARLESOwnerMEMBER, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← GULLI, PETER, ANTHONYOwnerMEMBER, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← O'BRIEN, KATE, BRANIGANOwnerMEMBER, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← WATSEK, RANDALL, FRANCISOwnerMEMBER, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← NIESEN, AUDREY, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2019 to presentfactForm ADV
← SCHNETZER-LAMONGE, KARENOwnerMEMBER, ownership code NA, individual
Mar 4, 2020 to presentfactForm ADV
← BOSTON PRIVATE FINANCIAL HOLDINGS COMPANY, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 2, 2012 to presentfactForm ADV

Advises (3)

→ DGHM ENHANCED VALUE LPPrivate fundHedge Fund, IA
Nov 5, 2019 to presentfactForm ADV
→ DGHM ULTRAVALUE LPPrivate fundHedge Fund, IA
Nov 5, 2019 to presentfactForm ADV
→ DGHM ENHANCED VALUE LTDPrivate fundHedge Fund, IA
Nov 5, 2019 to presentfactForm ADV

Affiliated with (1)

← ANCHOR/RUSSELL CAPITAL ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← PETER ANTHONY GULLIAdvisorregistration: previous registration
Nov 16, 2010 to Jun 2, 2021factForm ADV
← Randall Francis WatsekAdvisorregistration: previous registration
Nov 16, 2010 to Jun 2, 2021factForm ADV

Dated events

Occurred
Mar 8, 2021
Regulatory AUM changed
Dalton, Greiner, Hartman, Maher & Co., Llc reported RAUM $244.6M, down 54% from $526.3M (2021-02-12 to 2021-03-08)
Form ADVobserved 6 days ago
$-282M
Occurred
Mar 8, 2021
Control person left
Alan Douglas Chudy (Member) no longer on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc (listed 2021-02-12, absent 2021-03-08)
Form ADVobserved 6 days ago
Occurred
Nov 19, 2020
Control person left
Sean Michael Dunn (Member) no longer on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc (listed 2020-10-22, absent 2020-11-19)
Form ADVobserved 6 days ago
Occurred
Oct 14, 2020
Regulatory AUM changed
Dalton, Greiner, Hartman, Maher & Co., Llc reported RAUM $671.9M, down 56% from $1.5B (2020-08-14 to 2020-10-14)
Form ADVobserved 6 days ago
$-872M
Occurred
Jul 29, 2020
Control person left
Howard Bruce Geller (Member) no longer on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc (listed 2020-06-30, absent 2020-07-29)
Form ADVobserved 6 days ago
Occurred
Jul 29, 2020
Control person left
Ann Dolores Casaletto (Member) no longer on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc (listed 2020-06-30, absent 2020-07-29)
Form ADVobserved 6 days ago
Occurred
Jul 29, 2020
Control person joined
Ann Colleen Graham (General Counsel And Executive Vice President) appeared on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc
Form ADVobserved 6 days ago
Occurred
Mar 4, 2020
Control person joined
Karen Schnetzer-Lamonge (Member) appeared on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc
Form ADVobserved 6 days ago
Occurred
Mar 4, 2020
Control person joined
Diane Patricia Jones (Member) appeared on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc
Form ADVobserved 6 days ago
Occurred
Aug 1, 2019
Control person left
L Donald-Stephen Porter (Member) no longer on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc (listed 2019-03-05, absent 2019-08-01)
Form ADVobserved 6 days ago
Occurred
Mar 5, 2019
Control person left
Anthony Corey Griffin (Director) no longer on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc (listed 2019-01-11, absent 2019-03-05)
Form ADVobserved 6 days ago
Occurred
Mar 5, 2019
Control person joined
Michael Paul Simons (Chief Of Corporate Strategy & Development) appeared on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc
Form ADVobserved 6 days ago
Occurred
Jan 11, 2019
Control person joined
Elizabeth Audrey Niesen (Chief Compliance Officer) appeared on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc
Form ADVobserved 6 days ago
Occurred
Jan 11, 2019
Control person joined
Anthony Dechellis (Chief Executive Officer) appeared on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc
Form ADVobserved 6 days ago
Occurred
Jan 11, 2019
Control person left
Brynne Erika Donalds (Chief Compliance Officer) no longer on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc (listed 2018-04-02, absent 2019-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2019
Control person left
George Clayton Deutsch (Director) no longer on Schedule A of Dalton, Greiner, Hartman, Maher & Co., Llc (listed 2018-04-02, absent 2019-01-11)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b743e283-da77-4d15-4d54-4a3134c438a2
First observed: Feb 2, 2012
Last observed: Mar 8, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DALTON, GREINER, HARTMAN, MAHER & CO., LLC

CRD 130913

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b743e283-da77-4d15-4d54-4a3134c438a2

Data as of Mar 8, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DGHM ENHANCED VALUE LP

Hedge Fund

$6.3M

Feb 12, 2021

Nov 5, 2019

reported

n/a

DGHM ENHANCED VALUE LTD

Hedge Fund

$2.3M

Mar 4, 2020

Nov 5, 2019

reported

n/a

DGHM ULTRAVALUE LP

Hedge Fund

$1.8M

Feb 12, 2021

Nov 5, 2019

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, JEFFREY, CHARLES

Member

yes

01/2007

Feb 2, 2012

Mar 8, 2021

BOSTON PRIVATE FINANCIAL HOLDINGS COMPANY, INC.

MANAGING MEMBER

yes

02/2004

Feb 2, 2012

Mar 8, 2021

DALTON, TIMOTHY, GEORGE

Member

yes

02/2004

Feb 2, 2012

Mar 8, 2021

DECHELLIS, ANTHONY

CHIEF EXECUTIVE OFFICER

yes

11/2018

Jan 11, 2019

Mar 8, 2021

GRAHAM, COLLEEN, ANN

GENERAL COUNSEL AND EXECUTIVE VICE PRESIDENT

yes

04/2019

Jul 29, 2020

Mar 8, 2021

GREINER, KENNETH, JOHN

Member

yes

01/2007

Feb 2, 2012

Mar 8, 2021

GULLI, PETER, ANTHONY

Member

yes

01/2006

Feb 2, 2012

Mar 8, 2021

HURST, LISA, ELIZABETH

Member

yes

01/2017

Feb 14, 2017

Mar 8, 2021

JONES, PATRICIA, DIANE

Member

yes

01/2020

Mar 4, 2020

Mar 8, 2021

NIESEN, AUDREY, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

01/2019

Jan 11, 2019

Mar 8, 2021

O'BRIEN, KATE, BRANIGAN

Member

yes

01/2006

Feb 2, 2012

Mar 8, 2021

SCHNETZER-LAMONGE, KAREN

Member

yes

01/2020

Mar 4, 2020

Mar 8, 2021

SIMONS, PAUL, MICHAEL

CHIEF OF CORPORATE STRATEGY & DEVELOPMENT

yes

01/2019

Mar 5, 2019

Mar 8, 2021

WALTUCH, JOSHUA, AARON

Member

yes

07/2007

Feb 2, 2012

Mar 8, 2021

WATSEK, RANDALL, FRANCIS

Member

yes

07/2008

Feb 2, 2012

Mar 8, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DGHM MANAGEMENT, LLC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Naples

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 12, 2021

$526M

$491M

$8.0M

2019

Mar 4, 2020

$1.5B

$22.5M

2018

Mar 5, 2019

$1.7B

n/a

2017

Feb 26, 2018

$2.0B

n/a

2016

Feb 14, 2017

$1.8B

n/a

2015

Feb 24, 2016

$1.8B

n/a

2014

Feb 3, 2015

$2.0B

$1.9B

n/a

2013

Jan 30, 2014

$1.9B

$1.8B

n/a

2012

Jan 29, 2013

$1.4B

$1.3B

n/a

2011

Feb 2, 2012

$1.5B

$1.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$245M

$1.5B

-84.2%

$2.0B

-50.4%