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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Ketchum, ID | Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Nov 7, 2014 | n/a | yes | Seattle, WA|Ketchum, ID | Current employment |
| MCADAMS WRIGHT RAGEN, INC. | Former SEC adviser | Nov 5, 2010 | Nov 7, 2014 | no | CARPINTERIA, CA|SEATTLE, WA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 30, 1990 | Nov 15, 2010 | no | BELLEVUE, WA|BELLEVUE, WA|CARPINTERIA, CA|BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MCADAMS WRIGHT RAGEN, INC. | ROBERT W. BAIRD & CO. INCORPORATED | Nov 7, 2014 | Nov 7, 2014 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | MCADAMS WRIGHT RAGEN, INC. | Nov 15, 2010 | Nov 5, 2010 | -10 | Firm change | Other |