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D•••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

D•••••• W••••• M••••••••• L••

CRD 124209

WILLIAMSVILLE, NY

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Search this name across graphsid dfx:ria:b74ed944-9c99-db51-8079-95b4723bd905

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 5
On other graphs: 0
Observed: Mar 16, 2012 to Aug 31, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $717MItem 5.F on the latest filing (2026-08-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $714M
Private client RAUM: $683MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• R•••••• E••••••••	Certified Financial Planner	WILLIAMSVILLE, NY	5	51	n/a	no
C•••• R•••••• C•••••	n/a	WILLIAMSVILLE, NY	5	23

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••••• T•••••• R••••••	MANAGING MEMBER	C	yes	01/1999	Mar 16, 2012	Nov 13, 2024
M••••••• B••••••••• F••••••	Member	B	yes	09/2019	Nov 7, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••••• • C••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Latham	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	14.3%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$717M	$646M	11.1%	$539M	10.0%	6	7	1	1

Relationships

Registered with (10)

← K•••• M••••••Advisorregistration: current employment
Jun 5, 2026 to presentfactForm ADV
← A•••• A•••••••• H•••Advisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← T••• A•••••••• L••••Advisorregistration: current employment
Feb 12, 2025 to presentfactForm ADV
← R••••• A•••• C•••••••••

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
Ryan Clayton Smith left D•••••• W••••• M••••••••• L•• for Waterford Advisors, Llc (registered 2025-12-17)
Form ADVobserved 6 days ago
Occurred
Jun 15, 2024
Advisor changed firm
Paul Kenneth Dinicolantonio left D•••••• W••••• M••••••••• L•• for Hightower Advisors, Llc (registered 2024-06-26)
Form ADVobserved 6 days ago
Occurred
Oct 10, 2023
Control person left
Murphy Teresa Majors (Member) no longer on Schedule A of D•••••• W••••• M••••••••• L•• (listed 2023-01-30, absent 2023-10-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b74ed944-9c99-db51-8079-95b4723bd905
First observed: Mar 16, 2012
Last observed: Aug 31, 2026 21 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 17, 2026	$717M	$714M	6	4	1	n/a	n/a
2024	Apr 4, 2025	$646M	$643M	7	5	1	n/a	n/a
2023	Mar 14, 2024	$618M	$616M	6	5	1	n/a	n/a
2022	Jan 30, 2023	$539M	$536M	6	5	0	n/a	n/a
2021	Mar 10, 2022	$637M	$633M	5	4	0	n/a	n/a
2020	Mar 10, 2021	$589M	$587M	6	5	0	n/a	n/a
2019	Mar 2, 2020	$561M	$559M	6	5	0	n/a	n/a
2018	Mar 13, 2019	$513M	$507M	11	5	0	n/a	n/a
2017	Mar 9, 2018	$567M	$561M	11	6	0	n/a	n/a
2016	Mar 3, 2017	$507M	$501M	11	6	n/a	n/a	n/a
2015	Mar 26, 2016	$461M	$452M	11	7	n/a	n/a	n/a
2014	Mar 14, 2015	$473M	$465M	10	6	n/a	n/a	n/a
2013	Mar 20, 2014	$436M	$428M	13	6	n/a	n/a	n/a
2012	Mar 26, 2013	$438M	$433M	12	4	n/a	n/a	n/a
2011	Mar 16, 2012	$464M	$459M	n/a	n/a	n/a	n/a	n/a