DFX Intelligence

C••••••••• L••••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••••••• L••••••• N•••••

Advisor at S••••••• I••••••••• A•••••••• I•••

Milwaukie, OR | PORTLAND, OR

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Search this name across graphsid dfx:ria:b75992af-c212-e84a-60a5-7b6727064c06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Sep 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Apr 26, 2007	n/a	yes	PORTLAND, OR\|Milwaukie, OR	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	Aug 30, 2004	Feb 13, 2006	no	SCAPPOOSE, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	S••••••• I••••••••• A•••••••• I•••	Feb 13, 2006	Apr 26, 2007	437	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 26, 2007 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Aug 30, 2004 to Feb 13, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b75992af-c212-e84a-60a5-7b6727064c06
First observed: Aug 30, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.