This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$194MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$194M

Private client RAUM

$192MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$97.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

2Schedule D 1.F, beyond the principal office

Accounts

284

Individual clients

61

High net worth clients

41

SEC number

801-136280

CRD

342109

Filings on the tape

4

First filed

Apr 15, 2026

Latest filed

Sep 10, 2026

Organised

Corporation, MA

Website

3dadvisorgroup.com

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b75ddd04-252c-ef9c-6b14-d2a70f35ac9e

First observed

Apr 15, 2026

Last observed

Sep 10, 2026 10 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.