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CRD 110812
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HUDSON VALLEY VENTURES, LLC | Real Estate Fund | $3.8M | Mar 19, 2024 | 27 | Mar 30, 2012 | reported | 021-9999999999 |
| MOBILE MEDIA VENTURES II, LLC | Private Equity Fund | $2.0M | Mar 30, 2012 | 79 | Mar 30, 2012 | dropped | 021-127711 |
| OPTIMAL VENTURES, LLC | Private Equity Fund | $1.1M | Mar 27, 2014 | 30 | Mar 30, 2012 | dropped | 021-9999999999 |
| GOTV INVESTMENT FUND (C-7), LLC | Private Equity Fund | $112,940 | Mar 30, 2012 | 27 | Mar 30, 2012 | dropped | 021-138122 |
| GOTV INVESTMENT FUND (C-1), LLC | Private Equity Fund | $36,074 | Mar 30, 2012 | 29 | Mar 30, 2012 | dropped | 021-138124 |
| MOBILE MEDIA VENTURES, LLC | Private Equity Fund | $0 | Mar 30, 2012 | 70 | Mar 30, 2012 | dropped | 021-94508 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SMITH, ROBERTA, JEAN | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | yes | 04/1986 | Mar 30, 2012 | Mar 19, 2024 |
| SMITH, SHAWN, ANTHONY | Shareholder | B | no | 01/2000 | Mar 30, 2012 | Mar 19, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $121M | $101M | 4 | 1 | 0 | 1 | n/a |
| 2024 | Mar 14, 2025 | $126M | $88.1M | 4 | 1 | 0 | 1 | n/a |
| 2023 | Mar 19, 2024 | $118M | $71.1M | 3 | 1 | 0 | 1 | $3.8M |
| 2022 | Mar 31, 2023 | $111M | $53.8M | 4 | 1 | 0 | 1 | $3.7M |
| 2021 | Mar 31, 2022 | $150M | $113M | 3 | 1 | 0 | 1 | $3.1M |
| 2020 | Mar 29, 2021 | $131M | $97.2M | 3 | 1 | 0 | 1 | $3.1M |
| 2019 | Mar 27, 2020 | $127M | $75.6M | 3 | 1 | 0 | 1 | $3.1M |
| 2018 | Mar 25, 2019 | $108M | $62.1M | 3 | 1 | 0 | 1 | $3.1M |
| 2017 | Mar 31, 2018 | $105M | $54.3M | 3 | 1 | 0 | 1 | $3.0M |
| 2016 | Apr 5, 2017 | $92.9M | $48.5M | 3 | 1 | n/a | 1 | $3.0M |
| 2015 | Mar 28, 2016 | $101M | $46.7M | 3 | 1 | n/a | 1 | $2.1M |
| 2014 | Mar 23, 2015 | $109M | $63.7M | 3 | 1 | n/a | 1 | $2.1M |
| 2013 | Mar 27, 2014 | $103M | $46.5M | 3 | 1 | n/a | 2 | $3.2M |
| 2012 | Mar 28, 2013 | $102M | $59.2M | 3 | 1 | n/a | 2 | $9.6M |
| 2011 | Mar 30, 2012 | $99.6M | $46.6M | n/a | n/a | n/a | 6 | $11.7M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $121M | $126M | -4.0% | $111M | 3.2% | 4 | 4 | 0 | 0 |