This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 30, 2020

First registration

Dec 22, 2020

Dual registered

yes, broker-dealer

Other names

AUDREY PRED|Audrey Elise Pred|Audrey Elise Pred

IAPD individual key

7291948

• Occurred

  May 1, 2023
  Advisor changed firm

  Audrey Elise Pred left J.P. Morgan Securities Llc for Northwestern Mutual Investment Services,Llc (registered 2023-07-25)

  Form ADVobserved 4 days ago
• Occurred

  Apr 20, 2022
  Advisor changed firm

  Audrey Elise Pred left Equitable Advisors, Llc for J.P. Morgan Securities Llc (registered 2023-02-06)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b773fca1-67c5-ffd8-4cca-fb9b3d896c5a

First observed

Dec 22, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.