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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

MARK M NAKAMITSU

Advisor at CETERA INVESTMENT ADVISERS LLC

MINNETONKA, MN | EDINA, MN

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Search this name across graphsid dfx:ria:b77c0fb5-0797-5779-dbb5-02cf61beb7ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 10, 2002
First registration: Apr 19, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2918910

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 17, 2022	n/a	yes	EDINA, MN\|MINNETONKA, MN	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jun 12, 2022	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 19, 2014	Jul 13, 2018	no	MINNETONKA, MN\|OAKDALE, MN\|OAKDALE, MN	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 19, 2005	May 14, 2008	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CETERA INVESTMENT ADVISERS LLC	Jun 12, 2022	Jun 17, 2022	5	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
RBC CAPITAL MARKETS, LLC	STRATEGIC ADVISERS LLC	May 14, 2008	Jun 19, 2014	2,227	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 17, 2022 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jun 12, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 19, 2014 to Jul 13, 2018factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 19, 2005 to May 14, 2008factForm ADV

Dated events

Occurred
Jun 12, 2022
Advisor changed firm
Mark M Nakamitsu left Fidelity Personal And Workplace Advisors for Cetera Investment Advisers Llc (registered 2022-06-17)
Form ADVobserved 5 days ago