DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHAD ROBERT JOHNSON

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b78896ef-bced-801f-f95c-3af89a1abd9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 27, 2000
First registration: Feb 10, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4237358

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	May 6, 2010	Sep 1, 2023	no	SCOTTSDALE, AZ\|PHOENIX, AZ\|PHOENIX, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 10, 2007	Aug 5, 2008	no	PHOENIX, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 4, 2006	Mar 20, 2007	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Feb 10, 2004	Apr 27, 2006	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	SAGEPOINT FINANCIAL, INC.	Aug 5, 2008	May 6, 2010	639	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	CHARLES SCHWAB & CO., INC.	Mar 20, 2007	Dec 10, 2007	265	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Apr 27, 2006	May 4, 2006	7	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
May 6, 2010 to Sep 1, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 10, 2007 to Aug 5, 2008factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 4, 2006 to Mar 20, 2007factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 10, 2004 to Apr 27, 2006factForm ADV

Dated events

No dated event names this entity yet.