DFX Intelligence

C• • T• F•••••••• S••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

C• • T• F•••••••• S••••••• G••••• I•••

CRD 127922

PACIFIC GROVE, CA

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Search this name across graphsid dfx:ria:b78f4f19-8a5a-2989-e058-575fdaa0f975

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2026 to Mar 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 127922
Filings on the tape: 1
First filed: Mar 30, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••• A••••• T•••••••	Certified Financial Planner	PACIFIC GROVE, CA	22	40	1	yes

Relationships

Registered with (2)

← T••• C••••••• T•••••••Advisorregistration: current employment
Sep 19, 2008 to presentfactForm ADV
← R••• A••••• T•••••••Advisorregistration: current employment
Nov 25, 2003 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b78f4f19-8a5a-2989-e058-575fdaa0f975
First observed: Mar 30, 2026
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.