DFX Intelligence

J••••• S••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

J••••• S••••• D•••••

Advisor at C••••• B••••• W••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:b793c8d7-f3c1-ae89-ed43-c8c90317e71e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Mar 25, 2014 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••••• S••••• D•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• B••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• B••••• W••••• A•••••••	Independent wealth	Mar 26, 2021	n/a	yes	SAN JUAN, PR\|DELAWARE, OH\|DORADO, PR	Current employment
W•••••• A••••••• G••••• L••	Independent wealth	Mar 25, 2014	May 13, 2021	no	COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• A••••••• G••••• L••	C••••• B••••• W••••• A•••••••	May 13, 2021	Mar 26, 2021	-48	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ C••••• B••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 26, 2021 to presentfactForm ADV
→ W•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Mar 25, 2014 to May 13, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b793c8d7-f3c1-ae89-ed43-c8c90317e71e
First observed: Mar 25, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.