DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Oak Brook, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Oak Brook, IL | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 3, 2008 | Jun 1, 2009 | no | CHICAGO, IL | Previous registration |
| WINTRUST INVESTMENTS | Former SEC adviser | May 15, 2007 | Jul 30, 2008 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| WINTRUST INVESTMENTS | CITIGROUP GLOBAL MARKETS INC. | Jul 30, 2008 | Jul 3, 2008 | -27 | Firm change | Other |