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Advisor at WELLTH ADVISORY SERVICES, LLC
Bowling Green, KY | SHOREWOOD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLTH ADVISORY SERVICES, LLC | Institutional manager | Jan 1, 2025 | n/a | yes | Bowling Green, KY|SHOREWOOD, IL | Current employment |
| GLOBAL RETIREMENT PARTNERS LLC | Institutional manager | Dec 19, 2019 | Jul 9, 2024 | no | SAN RAFAEL, CA|Bowling Green, KY | Previous registration |
| CERITY PARTNERS OCIO LLC | Institutional manager | Dec 19, 2019 | Jan 3, 2020 | no | NEW YORK, NY|Bowling Green, KY | Previous registration |
| CERITY PARTNERS OCIO LLC | Institutional manager | Jan 27, 2010 | Dec 19, 2019 | no | NEW YORK, NY | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jun 17, 2009 | Jul 20, 2012 | no | BOWLING GREEN, KY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 18, 2009 | May 13, 2009 | no | LEXINGTON, KY|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | WELLTH ADVISORY SERVICES, LLC | Jul 9, 2024 | Jan 1, 2025 | 176 | Bulk transfer | Other |
| CERITY PARTNERS OCIO LLC | GLOBAL RETIREMENT PARTNERS LLC | Jan 3, 2020 | Dec 19, 2019 | -15 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CERITY PARTNERS OCIO LLC | Jul 20, 2012 | Jan 27, 2010 | -905 | Firm change after gap | Other |
| LPL FINANCIAL LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | May 13, 2009 | Jun 17, 2009 | 35 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151916:172011:KY:2020-01-03 | Jan 3, 2020 | Dec 19, 2019 | BOWLING GREEN, KY | Firm change |