DFX Intelligence

P••••• T••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

P••••• T••••• H•••••••

Advisor at W••••••••• C•••••• M••••••••• L••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:b7a91eb0-6d80-68f2-f0c9-b48329ed63cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• C•••••• M••••••••• L••	Independent wealth	Oct 14, 2025	n/a	yes	LOUISVILLE, KY	Current employment
A•••••••• P••••••• L••	Asset manager	Sep 26, 2023	Jun 10, 2024	no	BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• P••••••• L••	W••••••••• C•••••• M••••••••• L••	Jun 10, 2024	Oct 14, 2025	491	Firm change after gap	Other

Relationships

Registered with (2)

→ W••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Oct 14, 2025 to presentfactForm ADV
→ A•••••••• P••••••• L••Registered adviserregistration: previous registration
Sep 26, 2023 to Jun 10, 2024factForm ADV

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
P••••• T••••• H••••••• left A•••••••• P••••••• L•• for W••••••••• C•••••• M••••••••• L•• (registered 2025-10-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7a91eb0-6d80-68f2-f0c9-b48329ed63cb
First observed: Sep 26, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.