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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 14, 2018 | n/a | yes | KNOXVILLE, TN | Current employment |
| BROGAN FINANCIAL | Independent wealth | Apr 28, 2016 | Sep 21, 2018 | no | KNOXVILLE, TN | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jul 27, 2011 | Dec 28, 2015 | no | KNOXVILLE, TN|CHATTANOOGA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROGAN FINANCIAL | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 21, 2018 | Dec 14, 2018 | 84 | Firm change | RIA to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | BROGAN FINANCIAL | Dec 28, 2015 | Apr 28, 2016 | 122 | Firm change | Other |