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L••••••• C•••••• C••••• A•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

L••••••• C•••••• C••••• A•••••• L••

CRD 293737

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7b36331-4214-60e9-dc67-4a40bc62c500

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 12
On other graphs: 0
Observed: Mar 29, 2018 to Mar 31, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.9BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••••• C•••••• C••••• R••• L••	Hedge Fund	$8.0B	May 10, 2024	141	Aug 27, 2018	reported	021-275028

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• C••••••• L••	Member	E	yes	06/2022	Jun 28, 2022	May 10, 2024
D•••••• M••••••• M••••••••• H•••••••• L••	Member	E	yes	03/2019	Jun 28, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••• W••• R••• E••••• S•••••••• L••	n/a	ASSET_M••••••	$16B	N	yes	n/a
L••••••• C•••••• C••••• M•••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	7	no
BEVERLY HILLS	CA	United States	5	no
PALM BEACH	FL	United States	4	no
SAN FRANCISCO	CA	United States	3	no
Irvine	CA

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.9B	$7.8B	1.5%	$9.6B	-6.1%	48	47	4	4

Relationships

Affiliated with (2)

→ D•••• W••• R••• E••••• S•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← D•••• W••• R••• E••••• S•••••••• L••Registered adviserother investment adviser
factForm ADV

Advises (1)

→ L••••••• C•••••• C••••• R••• L••Private fundHedge Fund, IA
Aug 27, 2018 to presentfactForm ADV

Controls (19)

Dated events

Occurred
Jun 13, 2023
Control person left
Herbert Daniel Bennett (Chief Investment Officer) no longer on Schedule A of L••••••• C•••••• C••••• A•••••• L•• (listed 2023-03-31, absent 2023-06-13)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
L••••••• C•••••• C••••• A•••••• L•• reported RAUM $8.8B, up 31% from $6.7B (2021-03-31 to 2022-03-31)
Form ADVobserved 6 days ago
$2.1B
Occurred
Mar 31, 2021
Control person left
A Gary Berkman (Chief Credit Officer) no longer on Schedule A of L••••••• C•••••• C••••• A•••••• L•• (listed 2020-10-28, absent 2021-03-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7b36331-4214-60e9-dc67-4a40bc62c500
First observed: Mar 29, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.