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CRD 110569
RESTON, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| AUTUMN WIND GLOBAL MULTI-STRATEGIES FUND, LLC | Hedge Fund | $32.4M | Mar 28, 2024 | 2 | Mar 23, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FALKENBERRY, THOMAS, NEAL | President | E | yes | 05/2000 | Mar 23, 2012 | Mar 7, 2024 |
| O'DONNELL, MICHAEL, JAMES | Cco | Na | yes | 03/2013 | Dec 20, 2013 | Mar 7, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 7, 2024 | $165M | $165M | 2 | 1 | 0 | 1 | $34.0M |
| 2022 | Jan 9, 2023 | $142M | $142M | 2 | 1 | 0 | 1 | $34.0M |
| 2021 | Feb 8, 2022 | $157M | $157M | 3 | 1 | 0 | 1 | $34.0M |
| 2020 | Feb 27, 2021 | $129M | $129M | 3 | 1 | 0 | 1 | $31.8M |
| 2019 | Mar 21, 2020 | $125M | $125M | 3 | 1 | 0 | 1 | $29.9M |
| 2018 | Mar 11, 2019 | $106M | $106M | 2 | 2 | 0 | 1 | $24.5M |
| 2017 | Feb 18, 2018 | $108M | $108M | 2 | 2 | 0 | 1 | $23.1M |
| 2016 | Feb 7, 2017 | $105M | $105M | 2 | 2 | n/a | 1 | $22.6M |
| 2015 | Feb 8, 2016 | $107M | $102M | 3 | 2 | n/a | 1 | $12.0M |
| 2014 | Mar 10, 2015 | $112M | $112M | 3 | 2 | n/a | 1 | $12.0M |
| 2011 | Mar 23, 2012 | $76.0M | $76.0M | n/a | n/a | n/a | 1 | $12.0M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $165M | $142M | 16.6% | $129M | 8.7% | 2 | 2 | 0 | 0 |