M•••••• K••••••

Advisor at L•••••••••

SOUTH YARMOUTH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7bb6305-0088-7500-4940-85ac1489ff86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 23, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••••	Independent wealth	Aug 10, 2023	n/a	yes	SOUTH YARMOUTH, MA	Current employment
L••• A••••••• C••••	Former SEC adviser	May 23, 2022	Jun 27, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• A••••••• C••••	L•••••••••	Jun 27, 2023	Aug 10, 2023	44	Firm change	Other

Relationships

Registered with (2)

→ L•••••••••Registered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ L••• A••••••• C••••Registered adviserregistration: previous registration
May 23, 2022 to Jun 27, 2023factForm ADV

Dated events

Occurred
Jun 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7bb6305-0088-7500-4940-85ac1489ff86
First observed: May 23, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.