This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MML INVESTORS SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Feb 9, 2021

First registration

Jul 12, 2023

Dual registered

yes, broker-dealer

Other names

Richard Alan Sterling|Richard A Sterling

IAPD individual key

6960696

• Occurred

  Jun 10, 2025
  Advisor changed firm

  Richard A Sterling left Pacer Advisors, Inc. for Mml Investors Services, Llc (registered 2025-07-30)

  Form ADVobserved 6 days ago
• Occurred

  Feb 26, 2024
  Advisor changed firm

  Richard A Sterling left Osaic Fa, Inc. for Pacer Advisors, Inc. (registered 2024-03-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b7c77b88-273d-3e5e-044d-bacde78384f7

First observed

Jul 12, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.