DFX Intelligence

A••••• M•••••• A•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst35 years in industry

A••••• M•••••• A•••

Advisor at R•••••• W••••• M•••••••••

RAMSEY, NJ

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Search this name across graphsid dfx:ria:b7dd96b9-4c65-59f6-f4d0-a37160e71b41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 27, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••• M•••••• A•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• W••••• M•••••••••	Independent wealth	Dec 15, 2010	n/a	yes	RAMSEY, NJ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 27, 2009	Dec 22, 2010	no	MIDLAND PARK, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• W••••• M•••••••••	Dec 22, 2010	Dec 15, 2010	-7	Firm change	Other

Relationships

Registered with (2)

→ R•••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 15, 2010 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2009 to Dec 22, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7dd96b9-4c65-59f6-f4d0-a37160e71b41
First observed: Jan 27, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.