DFX Intelligence

M••• V•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor30 years in industry

M••• V•••••• M•••••••

Advisor at W••••••••• R••••••••• A•••••••

Madison, WI | ALISO VIEJO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7de15c3-a994-02b9-03c1-373a1648c3b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• R••••••••• A•••••••	Institutional manager	Feb 5, 2024	n/a	yes	Madison, WI\|ALISO VIEJO, CA	Current employment
W••••••••• A•••••••	Former SEC adviser	Jun 19, 2013	Jan 2, 2020	no	POTOMAC, MD\|Madison, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• R••••••••• A•••••••	Jan 2, 2020	Feb 5, 2024	1,495	Channel change	Other
B•••• T•••• I••••••••• A•••••••	W••••••••• A•••••••	Jul 8, 2013	Jun 19, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
168095:121254:WI:2019-12-31	Jan 2, 2020	Feb 5, 2024	MADISON, WI	Firm change after gap

Relationships

Registered with (3)

→ W••••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Feb 5, 2024 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Jun 19, 2013 to Jan 2, 2020factForm ADV
→ B•••• T•••• I••••••••• A•••••••Registered adviserregistration: previous registration
Nov 2, 2007 to Jul 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7de15c3-a994-02b9-03c1-373a1648c3b4
First observed: Nov 2, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.