DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 112595
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••••• D••••• K•••••••• | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | Na | yes | 02/1999 | Mar 21, 2012 | Mar 14, 2013 |
| B••••••••• J•••• L••••••• | MANAGING MEMBER | Na | yes | 02/1999 | Mar 21, 2012 | Mar 14, 2013 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Mar 14, 2013 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $151M | $152M | -0.6% | n/a | n/a | 3 | n/a | n/a | n/a |
| Member |
| A |
| no |
| 01/2011 |
| Mar 21, 2012 |
| Mar 14, 2013 |
| J••• L• B••••••••• • D•••• K• B••••••••• A• L••••• T•• D•• 0••••••• | TRUST/OWNER | E | no | 03/2007 | Mar 21, 2012 | Mar 14, 2013 |
| $151M |
| $151M |
| 3 |
| 3 |
| n/a |
| n/a |
| n/a |
| 2011 | Mar 21, 2012 | $152M | $152M | n/a | n/a | n/a | n/a | n/a |