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Advisor at FINANCIAL LIFE JOURNEYS
PEYTON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL LIFE JOURNEYS | State registered | Jan 9, 2020 | n/a | yes | PEYTON, CO | Current employment |
| FIRST ASCENT FINANCIAL, LLC | n/a | Nov 18, 2017 | Dec 31, 2019 | no | Peyton, CO|COLORADO SPRINGS, CO | Previous registration |
| THREE POINTS FINANCIAL, INC. | Former SEC adviser | Mar 8, 2016 | Jun 20, 2017 | no | COLORADO SPRINGS, CO | Previous registration |
| STRASBAUGH FINANCIAL ADVISORY, INC. | Former SEC adviser | Sep 24, 2015 | Nov 30, 2015 | no | COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ASCENT FINANCIAL, LLC | FINANCIAL LIFE JOURNEYS | Dec 31, 2019 | Jan 9, 2020 | 9 | Firm change | Other |
| THREE POINTS FINANCIAL, INC. | FIRST ASCENT FINANCIAL, LLC | Jun 20, 2017 | Nov 18, 2017 | 151 | Firm change | Other |
| STRASBAUGH FINANCIAL ADVISORY, INC. | THREE POINTS FINANCIAL, INC. | Nov 30, 2015 | Mar 8, 2016 | 99 | Firm change | Other |