DFX Intelligence

C•••••••• C•••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••••• C•••••• G••••

C•••••••• C•••••• G••••, LLC, CRD 159370

NEW YORK, NY

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Search this name across graphsid dfx:ria:b7e0cfc1-178d-ae47-2719-d67d558ed794

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 2
On other graphs: 2
Observed: Feb 14, 2012 to Mar 30, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••••• C•••••• G••••

Private equity manager · shared crd

Independent Sponsorsidentity

C•••••••• C•••••• G••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $863M••• Locked
Discretionary RAUM: $863M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• R• M••••• F•••• L•••	Private Equity Fund	$710M	Jul 30, 2018	65	Feb 14, 2012	dropped	n/a
P•••••• T••• L•	Private Equity Fund	$517M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• G•••••••• L••	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	B	yes	05/2005	Feb 14, 2012	Mar 28, 2024
P••••••• P•••• G••••••	MANAGING MEMBER, CHIEF FINANCIAL OFFICER	B	yes	05/2005	Feb 14, 2012	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• O•• G• •••••••• L•••	n/a	n/a	n/a	N	yes	n/a
P•••••• O•• G•• L••	n/a	n/a	n/a	N	yes	n/a
P•••••• O•• G•• •••••••• L•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Darien	Ct	United States	2	no
Shanghai	n/a	China	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$863M	$840M	2.7%	$1.4B	-13.9%	24	24	3	3

Relationships

Advises (16)

→ P•••••• O•• •••••••• L•••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ P•••••• T••• L•Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ P•••••• O•• P••••••• F••• ••• L•••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ P•••••• O••• L•Private fund

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-291M
Occurred
Dec 13, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-710M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7e0cfc1-178d-ae47-2719-d67d558ed794
First observed: Feb 14, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.