DFX Intelligence

C•••••• D••••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)27 years in industry

C•••••• D••••••• D••••••••

Advisor at D•••••••• F•••••••• G••••• I•••

EAST NORRITON, PA

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Search this name across graphsid dfx:ria:b7e58e22-f471-3dcb-b909-c9347e8079d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• F•••••••• G••••• I•••	Independent wealth	Jul 9, 2009	n/a	yes	EAST NORRITON, PA	Current employment
O•••••••• R••••••••• A•••••••• I•••	Former SEC adviser	May 14, 2001	Apr 27, 2011	no	MALVERN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••• R••••••••• A•••••••• I•••	D•••••••• F•••••••• G••••• I•••	Apr 27, 2011	Jul 9, 2009	-657	Firm change after gap	Other

Relationships

Registered with (2)

→ D•••••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Jul 9, 2009 to presentfactForm ADV
→ O•••••••• R••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 14, 2001 to Apr 27, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7e58e22-f471-3dcb-b909-c9347e8079d9
First observed: May 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.