DFX Intelligence

L••••••• W• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

L••••••• W• D•••••••

Advisor at 9• C•••••• L••

NEW YORK, NY | Forest Hills, NY

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Search this name across graphsid dfx:ria:b7e7891b-4be7-c858-7428-f29bd043229a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 9• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 5, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
9• C•••••• L••	State registered	Jun 29, 2022	n/a	yes	Forest Hills, NY\|NEW YORK, NY	Current employment
C•••••• T•••• A•• A••••••••• L••	State registered	Dec 9, 2013	Jun 27, 2022	no	WOODBRIDGE, CT\|Farmingdale, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• T•••• A•• A••••••••• L••	9• C•••••• L••	Jun 27, 2022	Jun 29, 2022	2	Firm change	Other

Relationships

Registered with (2)

→ 9• C•••••• L••Registered adviserregistration: current employment
Jun 29, 2022 to presentfactForm ADV
→ C•••••• T•••• A•• A••••••••• L••Registered adviserregistration: previous registration
Dec 9, 2013 to Jun 27, 2022factForm ADV

Dated events

Occurred
Jun 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7e7891b-4be7-c858-7428-f29bd043229a
First observed: Dec 9, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.