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Advisor at WELLS FARGO ADVISORS
CENTENNIAL, CO | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 28, 2024 | n/a | yes | CENTENNIAL, CO|GREENWOOD VILLAGE, CO | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Dec 13, 2021 | Jul 6, 2023 | no | GREENWOOD VILLAGE, CO | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Oct 15, 2020 | Feb 8, 2021 | no | Englewood, CO|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | WELLS FARGO ADVISORS | Jul 6, 2023 | Mar 28, 2024 | 266 | Firm change | Ibd to wirehouse |
| EMPOWER ADVISORY GROUP, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Feb 8, 2021 | Dec 13, 2021 | 308 | Firm change | Other |