DFX Intelligence
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Reading the graph
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Advisor at M••• K•••• F•••••••• S•••••••• L••
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••• K•••• F•••••••• S•••••••• L•• | State registered | Oct 31, 2012 | n/a | yes | NEW ORLEANS, LA | Current employment |
| H• B•••• I••• | Former SEC adviser | Nov 9, 2009 | Nov 7, 2012 | no | NEW ORLEANS, LA|Rockville, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H• B•••• I••• | M••• K•••• F•••••••• S•••••••• L•• | Nov 7, 2012 | Oct 31, 2012 | -7 | Firm change | Other |
| Q•••••• A•••• M••••••••• I••• | H• B•••• I••• | Nov 3, 2009 | Nov 9, 2009 |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Jan 16, 2008 | Nov 3, 2009 | no | NEW ORLEANS, LA | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Jul 16, 2002 | Sep 22, 2004 | no | NEW ORLEANS, LA | Previous registration |
| Firm change |
| Other |
| N•• E•••••• S••••••••• C••••••••• | Q•••••• A•••• M••••••••• I••• | Sep 22, 2004 | Jan 16, 2008 | 1,211 | Firm change after gap | Other |