S•••• D•••••

Advisor at M••••••••• R•••••••••

Seattle, WA | WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7f85144-f7ca-88bb-f5d1-dc9debb1a593

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2014 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• R•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• R•••••••••	Bd affiliated wealth	Sep 18, 2026	n/a	yes	Seattle, WA\|WASHINGTON, DC	Current employment
M••••••••• W••••• M•••••••••	No RAUM reported	Feb 27, 2026	n/a	yes	WASHINGTON, DC\|Seattle, WA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	M••••••••• R•••••••••	Nov 3, 2022	Sep 26, 2023	327	Firm change	Other
C••••• I••••••••• A••••••• L••	M• H••••••• S••••••••• I•••	Jul 20, 2020	Sep 22, 2021

Relationships

Registered with (7)

→ M••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Sep 26, 2023 to Mar 18, 2026factForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2021 to Nov 3, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Nov 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7f85144-f7ca-88bb-f5d1-dc9debb1a593
First observed: Apr 15, 2014
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.