S•••• C•••••••

Advisor at R••• F••••

FREMONT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7fb843d-2c26-c083-f1d9-991903883c0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• F••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 24, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• F••••	State registered	Apr 8, 2020	n/a	yes	FREMONT, CA	Current employment
T•• T••••• F•••• G••••• L••	State registered	Apr 19, 2016	Mar 26, 2018	no	CUPERTINO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• T••••• F•••• G••••• L••	R••• F••••	Mar 26, 2018	Apr 8, 2020	744	Firm change after gap	Other
T•• C•••••• M••••••••• L••	T•• T••••• F•••• G••••• L••	Dec 10, 2014	Apr 19, 2016

Relationships

Registered with (3)

→ R••• F••••Registered adviserregistration: current employment
Apr 8, 2020 to presentfactForm ADV
→ T•• T••••• F•••• G••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Mar 26, 2018factForm ADV
→ T•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 4, 2011 to Dec 10, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7fb843d-2c26-c083-f1d9-991903883c0c
First observed: Apr 4, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.