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Advisor at U.S. BANCORP ADVISORS, LLC
Columbus, OH | Seven Hills, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Seven Hills, OH|Columbus, OH | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | May 13, 2025 | Feb 13, 2026 | no | Seven Hills, OH|Columbus, OH | Previous registration |
| PNC CAPITAL ADVISORS LLC | Other adviser | Jun 5, 2020 | Dec 10, 2024 | no | BALTIMORE, MD | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | May 24, 2018 | Apr 11, 2019 | no | LOUISVILLE, KY|Akron, OH | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jan 5, 2015 | Feb 2, 2018 | no | CLEVELAND, OH|TOLEDO, OH | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2010 | Nov 28, 2014 | no | SAN FRANCISCO, CA|COLUMBUS, OH | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 19, 2007 | Mar 3, 2010 | no | SAN JOSE, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 3, 2005 | Jan 27, 2006 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| PNC CAPITAL ADVISORS LLC | U.S. BANCORP INVESTMENTS, INC. | Dec 10, 2024 | May 13, 2025 | 154 | Firm change | Other |
| J.J.B. HILLIARD, W.L. LYONS, LLC | PNC CAPITAL ADVISORS LLC | Apr 11, 2019 | Jun 5, 2020 | 421 | Firm change after gap | Other |
| FIFTH THIRD SECURITIES, INC. | J.J.B. HILLIARD, W.L. LYONS, LLC | Feb 2, 2018 | May 24, 2018 | 111 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | FIFTH THIRD SECURITIES, INC. | Nov 28, 2014 | Jan 5, 2015 | 38 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Mar 3, 2010 | Mar 2, 2010 | -1 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | WELLS FARGO INVESTMENTS, LLC | Jan 27, 2006 | Apr 19, 2007 | 447 | Firm change after gap | Other |