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Advisor at CWM, LLC
Grand Rapids, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Apr 12, 2018 | n/a | yes | Grand Rapids, MI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 28, 2010 | Apr 16, 2018 | no | GRAND RAPIDS, MI | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Feb 26, 2008 | Dec 1, 2009 | no | GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CWM, LLC | Apr 16, 2018 | Apr 12, 2018 | -4 | Firm change | RIA to RIA |
| OPPENHEIMER & CO. INC. | LPL FINANCIAL LLC | Dec 1, 2009 | Jan 28, 2010 | 58 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:155344:MI:2018-04-16 | Apr 16, 2018 | Apr 12, 2018 | GRAND RAPIDS, MI | Firm change |