M••• J• G••••••

Advisor at S••••• F••••••••

Naperville, IL | SPRINGFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b81771cc-9c96-2545-f1ce-5e343ccf9a31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••	Independent wealth	Jul 28, 2025	n/a	yes	SPRINGFIELD, IL\|Naperville, IL	Current employment
R••••• F•••••••• A•••••••• L••	n/a	Feb 5, 2019	Aug 5, 2025	no	NAPERVILLE, IL\|NORTHFIELD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• F•••••••• A•••••••• L••	S••••• F••••••••	Aug 5, 2025	Jul 28, 2025	-8	Firm change	Other
R••••• F•••••••• A•••••••• I•••	R••••• F•••••••• A•••••••• L••	Dec 10, 2019	Feb 5, 2019

Relationships

Registered with (6)

→ S••••• F••••••••Registered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ R••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 5, 2019 to Aug 5, 2025factForm ADV
→ R••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 5, 2007 to Dec 10, 2019factForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b81771cc-9c96-2545-f1ce-5e343ccf9a31
First observed: Dec 4, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.