M•••• A• W••••

Advisor at F••••• I•••••••••

Tampa, FL | PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b81d6cd3-1500-6117-ab21-d137d9b67960

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 11, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	May 13, 2024	n/a	yes	Tampa, FL\|PLANO, TX	Current employment
M••••• S••••••	Wirehouse	Jan 26, 2022	Sep 27, 2023	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	F••••• I•••••••••	Sep 27, 2023	May 13, 2024	229	Firm change	Wirehouse to RIA
J••• M••••• S••••••••• L••	M••••• S••••••	Jan 5, 2022	Jan 26, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:149777:NY:2021-12-31	Jan 5, 2022	Jan 26, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ F••••• I•••••••••Registered adviserregistration: current employment
May 13, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 26, 2022 to Sep 27, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 29, 2021 to Jan 5, 2022factForm ADV
→ M••••• L••

Dated events

Occurred
Sep 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b81d6cd3-1500-6117-ab21-d137d9b67960
First observed: Apr 11, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.