DFX Intelligence
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Advisor at A••••••• W•••••
THE WOODLANDS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• W••••• | State registered | Jul 8, 2024 | n/a | yes | THE WOODLANDS, TX | Current employment |
| F•••• H•••••• A•••••••• I•• | Former SEC adviser | Aug 30, 2022 | May 8, 2024 | no | Houston, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• H•••••• A•••••••• I•• | A••••••• W••••• | May 8, 2024 | Jul 8, 2024 | 61 | Firm change | RIA to state RIA |
| E•••••• W••••• P•••••••• L•• | F•••• H•••••• A•••••••• I•• | Nov 24, 2020 | Aug 30, 2022 |
| E•••••• W••••• P•••••••• L•• |
| Former SEC adviser |
| Feb 25, 2020 |
| Nov 24, 2020 |
| no |
| THE WOODLANDS, TX |
| Previous registration |
| 644 |
| Firm change after gap |
| RIA to RIA |