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Advisor at CETERA INVESTMENT ADVISERS LLC
Kaneohe, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 30, 2025 | n/a | yes | Kaneohe, HI | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 31, 2025 | Oct 9, 2025 | no | Kaneohe, HI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 18, 2019 | Apr 2, 2025 | no | KANEOHE, HI|PORTLAND, OR|KANEOHE, HI | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 19, 2018 | Feb 21, 2019 | no | HONOLULU, HI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 3, 2015 | Jan 24, 2018 | no | HONOLULU, HI|HONOLULU, HI|SAN DIEGO, CA|HONOLULU, HI | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | May 29, 2015 | no | HONOLULU, HI | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Sep 10, 2014 | Jan 2, 2015 | no | Honolulu, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Oct 9, 2025 | Sep 30, 2025 | -9 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Apr 2, 2025 | Mar 31, 2025 | -2 | Firm change | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Feb 21, 2019 | Mar 18, 2019 | 25 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | CETERA INVESTMENT ADVISERS LLC | Jan 24, 2018 | Jan 19, 2018 | -5 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | May 29, 2015 | Jun 3, 2015 | 5 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | MSI FINANCIAL SERVICES, INC. | Jan 2, 2015 | Jan 2, 2015 | 0 | Bulk transfer | Other |