DFX Intelligence

C•••••• I••••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

C•••••• I••••••••• A•••••••• I•••

CRD 127023

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8408627-28f1-d204-0e70-796133c4b6a2

Data as of May 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 11, 2026 to May 11, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 127023
Filings on the tape: 1
First filed: May 11, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••••• S•••• K••••	Certified Financial Planner	SANTA MONICA, CA	23	32	1	yes
A••••• D••••• K••••	Chartered Financial Consultant	SANTA MONICA, CA	23	34

Relationships

Registered with (3)

← M••••••• S•••• K••••Advisorregistration: current employment
Mar 3, 2004 to presentfactForm ADV
← A••••• D••••• K••••Advisorregistration: current employment
Mar 3, 2004 to presentfactForm ADV
← STEPHANIE RENAE HANCOCKAdvisorregistration: previous registration
Nov 21, 2005 to Jan 29, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8408627-28f1-d204-0e70-796133c4b6a2
First observed: May 11, 2026
Last observed: May 11, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.