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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 15, 2021 | n/a | yes | LOUISVILLE, KY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Oct 25, 2021 | no | LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Aug 23, 2000 | Jul 1, 2003 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Oct 25, 2021 | Oct 15, 2021 | -10 | Firm change | Wirehouse to ibd |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:KY:2021-10-15 | Oct 25, 2021 | Oct 15, 2021 | LOUISVILLE, KY | Firm change |