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RIA / WealthAdvisorCertified Financial Planner28 years in industry

JAMES DARBY SIMMONS

Advisor at THE SIMMONS PARTNERSHIP, INC

TOWSON, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE SIMMONS PARTNERSHIP, INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 4, 1998
First registration: Aug 17, 1999
Dual registered: no
Other names: J. DARBY SIMMONS|JAMES D SIMMONS
IAPD individual key: 3007867

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE SIMMONS PARTNERSHIP, INC	Independent wealth	Jul 27, 2012	n/a	yes	TOWSON, MD	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 15, 2011	no	WESTMINSTER, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	WESTMINSTER, MD\|NEW YORK, NY\|WESTMINSTER, MD	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Aug 17, 1999	Feb 21, 2006	no	WESTMINSTER, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	THE SIMMONS PARTNERSHIP, INC	Apr 15, 2011	Jul 27, 2012	469	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ THE SIMMONS PARTNERSHIP, INCRegistered adviserregistration: current employment
Jul 27, 2012 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 15, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Aug 17, 1999 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.